Welcome to your International Navodaya Chamber of Commerce (INCOC) Platform ! Subject: IT Audit & Compliance AuditTotal Number of Question: 40Time: 41 MinutesPlease check your email after completion of test for result.All the best... Name Phone No Email State 1. Which of the following is the primary purpose of an IT audit? To evaluate the physical security of an organization To assess the effectiveness of an organization’s IT controls To conduct vulnerability assessments To ensure that employees follow organizational policies None 2. What does SOX stand for in the context of compliance audits? Secure Operations Executive Sarbanes-Oxley Act Security of Operational Systems Systematic Organizational X-ray None 3. Which of the following is a key principle of the IT audit process? Prevention of financial errors Examination of physical hardware only Evaluation of controls related to technology and data management Ensuring software runs without errors None 4. Which of the following is an example of a compliance audit standard for IT systems? ISO 27001 COBIT PCI DSS All of the above None 5. What is the purpose of the General Control Environment (GCE) in an IT audit? To monitor financial transactions To ensure the security of financial systems To provide a framework for auditing IT controls To implement data backups None 6. Which of the following is NOT a key component of an IT governance framework? Alignment with business objectives IT performance management Financial auditing Risk management None 7. Which of the following is an IT control aimed at ensuring data integrity? Access controls Backups Encryption Firewalls None 8. What does "segregation of duties" (SoD) aim to prevent in an IT environment? Unauthorized access to sensitive data Single points of failure Conflicts of interest and fraud Data encryption issues None 9. Which of the following IT systems requires auditing to ensure compliance with PCI DSS? Cloud computing services Payment Card Processing Systems Employee HR systems Video surveillance systems None 10. What is the role of an IT auditor in the process of risk management? To define business goals To identify, assess, and recommend mitigation of IT risks To install security software To monitor day-to-day business operations None 11. Which compliance framework is specifically focused on data privacy? ISO 27001 GDPR (General Data Protection Regulation) SOC 2 ITIL None 12. Which of the following best defines the concept of "audit trail" in IT? A log of all system errors A record of system access and activity A history of system updates A collection of user manuals None 13. What is the primary purpose of the Control Objectives for Information and Related Technology (COBIT)? To guide the implementation of data analytics To provide a comprehensive framework for IT governance and management To manage software licensing To monitor network performance None 14. Which of the following audits specifically evaluates financial reporting controls in IT systems? Operational Audit IT General Controls Audit Compliance Audit Financial Audit None 15. Which regulation focuses on the protection of consumer information in the financial industry? HIPAA GLBA (Gramm-Leach-Bliley Act) SOX PCI DSS None 16. Which of the following is an example of a preventive control in IT? Intrusion detection systems Firewalls Backup systems Data encryption None 17. The ISO/IEC 27001 standard focuses on: Financial transparency Cybersecurity and information security management IT service management Hardware inventory management None 18. Which of the following is an example of detective control? Encryption Security audits Backup strategies Firewalls None 19. What is the purpose of a business continuity plan (BCP) in an IT audit? To ensure uninterrupted power supply To outline the procedures for recovering IT operations after a disaster To perform data analysis To test network performance None 20. Which of the following is the primary function of a vulnerability assessment in IT compliance? To create backup copies of data To evaluate weaknesses in security that could be exploited To monitor network performance To define data access protocols None 21. Which organization is responsible for developing the PCI DSS (Payment Card Industry Data Security Standard)? ISO NIST Payment Card Industry Security Standards Council (PCI SSC) ITU None 22. What is the primary objective of an IT compliance audit? To ensure all IT systems are operating efficiently To assess the effectiveness of IT controls in meeting regulatory requirements To identify performance bottlenecks To train employees on IT policies None 23. Which of the following is the most important factor when reviewing access control during an IT audit? The speed of user logins The effectiveness of password complexity policies The availability of network bandwidth The performance of software applications None 24. Which regulatory body enforces HIPAA (Health Insurance Portability and Accountability Act) compliance in IT? FDA NIST HHS (Department of Health and Human Services) SEC None 25. What does the term "SOC 2" refer to in the context of IT compliance? A framework for network security A set of criteria for managing customer data A standard for IT disaster recovery A financial reporting standard None 26. What is the purpose of encryption in IT security controls? To enhance system speed To protect data confidentiality during transmission or storage To monitor user activity To ensure data is always backed up None 27. Which of the following would be considered a compensating control in the event of a failed IT control? Applying a backup system Encrypting all data Reviewing audit logs Implementing user authentication None 28. Which of the following is a key responsibility of an IT auditor when evaluating risk? Implementing new software solutions Ensuring data backup procedures are followed Assessing the impact and likelihood of IT-related risks Performing software updates None 29. What type of audit is focused on assessing the efficiency of IT operations rather than compliance or financial controls? Compliance Audit Operational Audit Financial Audit Risk Audit None 30. Which of the following frameworks is used for managing IT service management and operations? COBIT ITIL PCI DSS NIST None 31. What is the role of a security information and event management (SIEM) system in IT audits? To manage user access To monitor and analyze security incidents and events To store encrypted data To perform data backups None 32. Which of the following is an example of a preventive IT control? Intrusion detection system Password complexity rules Access logging Data encryption None 33. What is the main focus of the ITIL framework? Data encryption Incident response and disaster recovery IT service management Cybersecurity standards None 34. Which of the following is the primary goal of an IT audit? To identify financial fraud To ensure compliance with relevant laws and regulations To monitor employee productivity To implement software updates None 35. Which of the following is NOT a part of the IT governance process? Aligning IT with business strategy Assessing and managing IT-related risks Monitoring regulatory compliance Creating employee payroll systems None 36. Which of the following is a common audit test for IT security compliance? Reviewing network access logs Installing antivirus software Implementing new firewalls Backing up system data None 37. Which compliance framework is most commonly used for managing risks related to financial institutions? SOX (Sarbanes-Oxley) NIST SP 800-53 ISO 27001 PCI DSS None 38. Which of the following is the purpose of a risk-based IT audit? To focus on the most critical IT risks To check every system for compliance To perform a detailed analysis of all software used To monitor employee productivity None 39. Which of the following is an example of a detective control in IT systems? Data encryption Intrusion detection systems User authentication Backup systems None 40. Which audit standard would be most appropriate for assessing the adequacy of an organization’s privacy controls? ISO 27001 PCI DSS GDPR SOC 2 None 1 out of 4 Great job on taking the INCOC Test! We appreciate your interest in test.Look out for results and future opportunities.Stay Connected !! Your quiz time is about to finish. 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