What You'll Learn
Corporate Compliance Framework
Compliance Management System
Compliance Risk Assessment
Compliance Monitoring & Reporting
Compliance Management Tools
Documentation & Record Management
Electronic Record Keeping
Data Privacy & Confidentiality
Signing & Certification
Annual Return Certification
Corporate Governance Certification
Financial Statement Signing
Legal Framework for Company Secretaries
Company Secretaries Act, 1980
Professional Ethics
ICSI Code of Conduct
Professional Misconduct
Non-Compliance & Penalties
Internal Audit
COURSE CURRICULUM
Module 1 – Compliance Management Framework
Topics Covered:
- Compliance Framework
- Identification of Applicable Laws
- Regulatory Compliance
- Compliance Risk Assessment
- Responsibility Centre Mapping
- Compliance Reporting System
- Compliance Calendar
- Review & Updation
- Training & Implementation
- Compliance Audit
- Compliance Management Tools
- Directors’ Responsibility Statement
- Compliance under Companies Act, 2013
- Role of Company Secretary in Compliance Management
Module 2 – Documentation, Certification & Professional Practice
Topics Covered
- Documentation & Record Maintenance
- Electronic Document Management
- Record Preservation
- Privacy & Confidentiality
- Signing & Certification
- Pre-Certification of Forms
- Annual Return Certification
- Corporate Governance Certification
- Financial Statement Signing
- Company Secretaries Act, 1980
- Functions & Duties of Company Secretary
- Certificate of Practice
Module 3 – Non-Compliance, Penalties & Relief
Topics Covered
- Inspection, Inquiry & Investigation
- Non-Compliance under Companies Act, 2013
- Fraud & False Statements
- Penalties & Adjudication
- SEBI Adjudication
- FEMA Adjudication
- Special Courts
- Tribunal Procedures
- NCLT & NCLAT
- Compounding of Offences
Module 4 – Audit Concepts & Audit Engagement
Topics Covered:
- Concepts of Audit
- Corporate Governance Audit
- Secretarial Audit
- Internal Audit
- CSR Audit
- Takeover Audit
- Insider Trading Audit
- Labour Law Audit
- Cyber Security Audit
- Environmental Audit
- Systems Audit
- Forensic Audit
- Social Audit
- Audit Engagement
- Engagement Letter
Module 5 – Audit Process & Reporting
- Audit Principles
- Audit Techniques
- Audit Planning
- Risk Assessment
- Audit Programme
- Audit Sampling
- Internal Control Testing
- Substantive Testing
- Audit Trail
- Working Papers
- Audit Evidence
- Third Party Confirmation
- Audit Documentation
- Record Retention
- Forming Audit Opinion
Module 6 – Secretarial Audit, Peer Review & Due Diligence
Topics Covered:
- Secretarial Audit
- CSAS-4
- Scope of Secretarial Audit
- Board Process Review
- Corporate Compliance Verification
- Fraud Reporting
- Internal Audit
- Performance Audit
- Internal Control Evaluation
- Peer Review
- Quality Review Board
Module 7 – Probability
Topics Covered:
- Probability Concepts
- Probability Terminologies
- Probability Theorems
- Business Applications of Probability
- Decision-Making Using Probability
Module 8 – Index Numbers & Time Series
Topics Covered:
- Introduction to Index Numbers
- Uses of Index Numbers
- Methods of Constructing Index Numbers
- Components of Time Series
- Trend Analysis
- Moving Average Method
- Business Forecasting Techniques
What Our Students Say
FREQUENTLY ASKED QUESTIONS
How long is the course?
The course includes 30+ hours of HD video lectures, practical assignments, real-world case studies, and downloadable resources. Since you’ll receive lifetime access, you can complete the course at your own pace without any time restrictions.
Will I get a certificate?
Yes. Upon successfully completing the course, you’ll receive an Industry-Recognized Certificate of Completion that you can add to your resume, LinkedIn profile, or professional portfolio.
Is this course suitable for beginners?
Absolutely. This course is designed for beginners, commerce students, working professionals, CA/CMA aspirants, finance executives, accountants, and business owners. Every concept is explained from the fundamentals to advanced practical applications.
Can I watch this course on mobile?
Yes. You can access the course anytime through our Learning App or on your laptop, desktop, or tablet. Your learning progress is automatically synchronized across all devices.
Is access included?
Yes. Once enrolled, you’ll receive 1 Year to all course videos, study materials, assignments, future updates, and any newly added content at no extra cost.
Do I get study material or notes?
Yes. Along with the video lectures, you’ll receive:
- Comprehensive PDF Notes
- Practical Excel Templates
- Cost Sheet Formats
- Case Study Files
- Assignment Worksheets
- Practice Questions
- Downloadable Reference Material