What You'll Learn
Fundamentals of Accounting
Book Keeping
Accounting Cycle
Geometric Progression (GP)
Double Entry System
Journal & Ledger
Final Accounts
Corporate Accounting
Financial Statements
Exchange Traded Funds
Derivatives
Rights Entitlements
Block & Bulk Deals
Sensex & Nifty
Types of Market Indices
Clearing Corporations
Clearing Corporations
Risk Management
Securities Contracts (Regulation) Act, 1956
COURSE CURRICULUM
Module 1 – Basics of Capital Market
Topics Covered:
- Financial System in India
- Structure of Capital Market
- Capital Market Participants
- Capital Market Instruments
- Financial Institutions
- Role of Investors & Corporates
- Regulatory Framework of Securities Market
Module 2 – Secondary Market in India
Topics Covered
- Secondary Market
- Stock Market Development in India
- Stock Market Operations
- Trading Mechanism
- Equity & Debt Markets
- Exchange Traded Funds
- Derivatives
- Rights Entitlements
- Block & Bulk Deals
- Sensex
- Nifty
- Market Indices
- Clearing Corporations
- Surveillance Mechanism
- Risk Management
- Trading Platforms
- Regulators of Secondary Markets
Module 3 – SCRA, SEBI & Depository System
Topics Covered
Securities Contracts (Regulation) Act, 1956
- Objectives of SCRA
- Recognized Stock Exchanges
- Powers of Central Government
- Powers of Stock Exchanges
- Powers of SEBI
- Listing & Delisting
- Issue of Securities
- Penalties
- Appeals to SAT
- Relevant Case Laws
Securities & Exchange Board of India
- Establishment of SEBI
- Objectives of SEBI
- Powers & Functions
- Investigation & Inspection
- Penalties
- Adjudication
- Securities Appellate Tribunal
- SCORES
- Informal Guidance Scheme
The material explains that SEBI was established as a regulatory body in 1988 and received statutory powers through the SEBI Act, 1992.
Depositories & Depository Participants
- Depository System
- Depository Participants
- NSDL & CDSL
- Dematerialization
- Rematerialization
- ISIN
- Electronic Securities Holding
- Transfer through Book Entries
- Depository Regulations
- Internal Audit
- Concurrent Audit
- Reconciliation of Share Capital Audit
Module 4 – Securities Market Intermediaries & IFSCA
Topics Covered:
Securities Market Intermediaries
- Regulatory Framework
- Primary Market Intermediaries
- Secondary Market Intermediaries
- Merchant Bankers
- Stock Brokers
- Registrar & Transfer Agents
- Bankers to an Issue
- Portfolio Managers
- Debenture Trustees
- Investment Advisers
- Research Analysts
- Credit Rating Agencies
- Foreign Portfolio Investors
- Internal Audit of Intermediaries
- Role of Company Secretary in Practice
International Financial Services Centres Authority
- Establishment of IFSCA
- IFSCA Act, 2019
- Powers & Functions
- International Financial Services Centre
- GIFT IFSC
- Financial Products
- Financial Services
- Listing & Trading in IFSC
- Regulatory Framework
- SEBI IFSC Guidelines
Module 5 – Issue, Listing & Corporate Securities Laws
Topics Covered:
Issue of Capital & Disclosure Requirements
- Types of Securities Issues
- IPO
- FPO
- Rights Issue
- Bonus Issue
- Preferential Issue
- Qualified Institutions Placement
- Indian Depository Receipts
- SME IPO
- Share Based Employee Benefits
- Sweat Equity
Share Based Employee Benefits & Sweat Equity
- Employee Stock Option Scheme
- Employee Stock Purchase Scheme
- Share Based Employee Benefits
- Sweat Equity Shares
- Scheme Implementation
- Scheme Administration
- Pricing
- Accounting Treatment
- Lock-in
- Listing
Non-Convertible Securities
- Debt Securities
- Non-Convertible Redeemable Preference Shares
- Public Issue
- Private Placement
- Listing Requirements
- Perpetual Debt Instruments
- Perpetual Non-Cumulative Preference Shares
- Commercial Paper
Listing Obligations & Disclosure Requirements
- SEBI LODR Regulations, 2015
- Listing Obligations
- Periodic Disclosures
- Corporate Governance
- Prior Intimations
- Disclosure of Events & Information
- Shareholder Meetings & Voting
- Board Committees
- Vigil Mechanism
- Related Party Transactions
- Compliance Officer
- Listed Entity Compliance
- Penalties & Liability
- Case Laws
Module 6 – Takeovers, Insider Trading & Market Conduct
Topics Covered:
Acquisition of Shares & Takeovers
- SEBI Takeover Regulations
- Acquisition of Shares
- Substantial Acquisition
- Open Offer
- Triggering Points
- Open Offer Procedure
- Disclosures
- Exemptions
- Protection of Minority Shareholders
- Case Laws & Case Studies
Prohibition of Insider Trading
- Insider Trading
- Connected Person
- Deemed Connected Person
- Insider
- Unpublished Price Sensitive Information (UPSI)
- Communication of UPSI
- Procurement of UPSI
- Trading Plans
- Disclosure Requirements
- Code of Fair Disclosure
- Code of Conduct
- Penalties
- Appeals
- Case Laws
Fraudulent & Unfair Trade Practices
- Prohibition of Fraudulent Dealings
- Market Manipulation
- Fraudulent Practices
- Unfair Trade Practices
- Misleading Statements
- Investigation by SEBI
- Investigation Officers
- Suspension & Cancellation of Registration
- Penalties
- Case Laws & Case Studies
Module 7 – Delisting, Buy-back, Mutual Funds & CIS
Topics Covered:
Delisting of Equity Shares
- Concept of Delisting
- Voluntary Delisting
- Compulsory Delisting
- Exit Opportunity
- Delisting Procedure
- Investor Protection
- Case Laws & Case Studies
Buy-back of Securities
- Conditions for Buy-back
- Buy-back Methods
- Tender Offer
- Open Market Buy-back
- Book Building
- Stock Exchange Route
- General Obligations
- Penalties
- Case Laws & Case Studies
The official syllabus specifically includes both delisting of equity shares and buy-back of securities, including tender offer and open-market methods.
Mutual Funds
- Regulatory Framework
- Types of Mutual Funds
- Mutual Fund Schemes
- Sponsor
- Asset Management Company
- Trustee
- Unit Holder
- Net Asset Value (NAV)
- Expense Ratio
- Holding Period Return
- Performance Evaluation
Collective Investment Schemes
- Regulatory Framework
- Restrictions on Business Activities
- Information & Documents
- Trustees
- Trustee Obligations
- Investor Protection
- Case Laws & Case Studies
What Our Students Say
FREQUENTLY ASKED QUESTIONS
How long is the course?
The course includes 30+ hours of HD video lectures, practical assignments, real-world case studies, and downloadable resources. Since you’ll receive lifetime access, you can complete the course at your own pace without any time restrictions.
Will I get a certificate?
Yes. Upon successfully completing the course, you’ll receive an Industry-Recognized Certificate of Completion that you can add to your resume, LinkedIn profile, or professional portfolio.
Is this course suitable for beginners?
Absolutely. This course is designed for beginners, commerce students, working professionals, CA/CMA aspirants, finance executives, accountants, and business owners. Every concept is explained from the fundamentals to advanced practical applications.
Can I watch this course on mobile?
Yes. You can access the course anytime through our Learning App or on your laptop, desktop, or tablet. Your learning progress is automatically synchronized across all devices.
Is access included?
Yes. Once enrolled, you’ll receive 1 Year to all course videos, study materials, assignments, future updates, and any newly added content at no extra cost.
Do I get study material or notes?
Yes. Along with the video lectures, you’ll receive:
- Comprehensive PDF Notes
- Practical Excel Templates
- Cost Sheet Formats
- Case Study Files
- Assignment Worksheets
- Practice Questions
- Downloadable Reference Material